Risk Management & Insurance Industry - Knowledge & Resource Center

Special Resources
  » Checklists & Audits:
    » Business & Finance

Checklists and tools for general business and finance. Includes checklists that are currently in use as well as checklist guides to assist businesses with labor laws, financial internal audits, company performance, building lighting assessments and more.

Disasters » Business Continuity

Business continuity planning, business recovery post-disaster

Business Continuity and Disaster Recovery for IT Assurance [pdf] [29770] ?

For information technology business continuity planning

Updated Business Continuity Plan Checklist [29768] ?

For use in your business continuity or disaster recovery plan

Business Continuity Plan Checklist for Pandemic Flu [pdf] [29769] ?

A checklist for plan development

Financial Risk » Cost Estimating

Online models for estimating the cost of a project, building valuation data, etc

FAA Acquisition System Toolset [9337] ?

Lifecycle phases, decisions and management control

General Business » Internal Audit

Resources for internal audit departments

Audit Committee Checklist [6137] ?

Questions to Ask and Items to Review

Guide to Internal Controls - GAO [pdf] [2841] ?

An internal control management and evaluation tool

Internal Controls Checklist [6134] ?

AICPA checklist for internal controls

General Business » Management

Business management tips, strategic planning, scenario planning, etc.

Buy/Sell Agreement Checklist [13234] ?

Use this checklist when buying or selling a business

General Business » Nonprofits

Management of nonprofits, risk management, insurance, issues

National Center for Charitable Statistics [12349] ?

NCCS provides data on nonprofit organization activities

General Business » Pensions

Pension plan guides for employers, plan participants and others

Pension and Retirement Plan Tools and Tips [5109] ?

Provides tools (IRS series 5500 forms) & practical applications (checklists, tips)

General Business » RFP

How to write and respond to a Request for Proposal (RFP)

Proposal Checklist [13669] ?

Proposal preparation checklist

General Business » Small Business

Guides, handbooks, tools, forms, software, etc. for small business

Communicating with Prospective Clients [12503] ?

Guidelines when meeting with a prospective client

Human Resources » Policies

Ready-to-use sample letters, contracts, forms, policies, checklists

Business Forms [2028] ?

A variety of business templates: sample forms, policies and checklists

Human Resources » Terminations

Employee termination issues.

When Should You Fire an Employee? [12497] ?

A true/false checklist to assist with termination decision-making

Legal » Forms

Large number of resources for fill-in-the-blank legal forms and contracts

Contract Review Checklist [25287] ?

What to look for before you sign

Legal » Internet Law

Case developments, articles, resources related to internet technology

A Checklist for Web Site Counsel [5258] ?

Managing the Legal Risks of E-Commerce: Practical Legal Strategies

Risk Mgt » Agriculture

Risk management related to agriculture, crops, etc.

Building a Risk Management Plan - Agriculture [8455] ?

Meant to help agricultural growers start building a risk management plan

Risk Mgt » Privacy

Gramm-Leach-Bliley Act requirements, etc.

OCC Privacy Preparedness Questionnaire [pdf] [18728] ?

Assessing Existing Information Practices

Security » Site Security

Facility physical and electronic controls - shrinkage in retail

Updated Building Security Checklist [25290] ?

Provides considerations for assessing your building security

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