Special Resources » Checklists & Audits: Business & Finance


Checklists and tools for general business and finance. Includes checklists that are currently in use as well as checklist guides to assist businesses with labor laws, financial internal audits, company performance, building lighting assessments and more.

The following is the collection of special resources throughout the library. Click on main category / sub-category for that section of the library OR Click on resource title for immediate access to the resource.
Disasters » Business Continuity
Business continuity planning, business recovery post-disaster

Business Continuity Plan Checklist [pdf] [29768] Location
A checklist that lists the essential ingredients of a business continuity plan

Business Continuity Plan Checklist for Use During a Disaster [pdf] [29770] Location
For the four stages of response, resumption, recovery and restoration

Disaster Recovery Plan Checklist [doc] [29766] Location
A checklist used in creating a business continuity plan

Finance » Cost Estimating
Online models for estimating the cost of a project, building valuation data, etc

FAA Pricing Handbook [9337] Location
Pricing is a necessary part of any acquisition process

Finance » Internal Audit
Resources for internal audit departments

Adverse Report - A Checklist for the Audit Committee [6137] Location
Steps the audit committee should take if faced with this situation

COSO Evaluation Form [xls] [19746] Location
A sample form in MS Excel format

Guide to Internal Controls [pdf] [2841] Location
Advice for departments on how to review the effectiveness of internal control

Internal Controls Checklist [6134] Location
AICPA checklist for internal controls

Finance » Pensions
Pension plan guides for employers, plan participants and others

Pension and Retirement Plan Tools and Tips [5109] Location
Provides tools (IRS series 5500 forms) & practical applications (checklists, tips)

General Business » Customer Relations
Effective customer relations, complaint handling, customer satisfaction

Effective Customer Relations and Complaint Handling [8652] Location
Evaluate your company for its strengths and weaknesses in promoting customer satisfaction

General Business » Management
Business management tips, strategic planning, scenario planning, etc.

Buy/Sell Agreement Checklist [13234] Location
Use this checklist when buying or selling a business

General Business » Nonprofits
Management of nonprofits, risk management, insurance, issues

National Center for Charitable Statistics [12349] Location
NCCS provides data on nonprofit organization activities

General Business » RFP
How to write and respond to a Request for Proposal (RFP)

Proposal Checklist [13669] Location
Proposal preparation checklist

General Business » Small Business
Guides, handbooks, tools, forms, software, etc. for small business

Communicating with Prospective Clients [12503] Location
Guidelines when meeting with a prospective client

Human Resources » Policies
Ready-to-use sample letters, contracts, forms, policies, checklists

Business Tools [2028] Location
Ready-to-use business tools: sample letters, contracts, forms, policies and checklists

Human Resources » Terminations
Employee termination issues.

When Should You Fire an Employee? [12497] Location
A true/false checklist to assist with termination decision-making

Legal » Forms
Large number of resources for fill-in-the-blank legal forms and contracts

Contract Review Checklist [25287] Location
Information which should be included in a contract

Legal » Internet Law
Case developments, articles, resources related to internet technology

A Checklist for Web Site Counsel [5258] Location
Managing the Legal Risks of E-Commerce: Practical Legal Strategies

Property » Buildings
Building design & architectural elements related to safety, maintenance, etc

Updated Home Inspection Checklist [pdf] [19468] Location
It's hard to remember all the details when you visit alot of properties - checklist may assist you

Risk Mgt » Agriculture
Risk management related to agriculture, crops, etc.

Building a Risk Management Plan [8455] Location
Meant to help growers start building a risk management plan

Risk Mgt » Privacy
Gramm-Leach-Bliley Act requirements, etc.

OCC Privacy Preparedness Questionnaire [18728] Location
Assessing Existing Information Practices

Security » Employee Theft
Employee dishonesty insurance and risk management

Church Financial Controls Checklist [pdf] [22348] Location
Risk Management and Employee Dishonesty Loss Prevention Checklist

Security » Site Security
Facility physical and electronic controls - shrinkage in retail

Building Security Checklist [25290] Location
Provides considerations for assessing your building security



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