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GCat: US Laws & Regs
MCat: Regulations
Cat: Securities

Links to the full text of US federal securities laws, regulations, rules, etc. Information on securities law including federal law, commentary and state law.

60 Resources
SEC Adopts Rules on Provisions of Sarbanes-Oxley Act [22579] ?

Jan, 2003 amendments concerning provisions of the Sarbanes-Oxley Act of 2002

AK-Alaska Securities Laws & Regulations [34901] ?

Text of the state's securities statutes and regulations

AL-Alabama Securities Laws & Regulations [34866] ?

Text of the state's securities statutes and regulations

AR-Arkansas Securities Laws & Rules [34868] ?

Text of the state's securities statutes and regulations

AZ-Arizona Securities Laws & Rules [34867] ?

Text of the state's securities statutes and regulations

CA-California Securities Law of 1968 [34902] ?

Text of the law

CO-Colorado Securities Laws & Rules [34869] ?

Text of the state's securities statutes and regulations

CT-Connecticut Securities Laws & Regulations [34903] ?

Text of the state's securities statutes and regulations

DE-Delaware Securities Laws & Regulations [34904] ?

Text of the state's securities statutes and regulations

FL-Florida Securities Laws [34870] ?

Text of the state's securities statutes

GA-Georgia Securities Laws & Rules [34871] ?

Text of the state's securities statutes and regulations

HI-Hawaii Securities Rules [34872] ?

Text of the state's securities regulations

IA-Iowa Securities Rules [34874] ?

Text of the state's securities regulations

ID-Idaho Securities Laws [34905] ?

Text of the state's securities statutes

IL-Illinois Securities Laws and Regulations [34906] ?

Text of the state's securities statutes and regulations

IN-Indiana Securities Laws & Rules [34873] ?

Text of the state's securities statutes and regulations

KS-Kansas Securities Laws and Rules [34875] ?

Text of the state's securities statutes and regulations

KY-Kentucky Securities Laws and Rules [34876] ?

Text of the state's securities statutes and regulations

LA-Louisiana Securities Statutes & Regulations [34914] ?

Text of the state's securities statutes and regulations

MA-Massachusetts Uniform Securities Act [34879] ?

Text of the act

MD-Maryland Securities Rules [34878] ?

Text of the state's securities regulations

ME-Maine Securities Laws and Rules [34877] ?

Text of the state's securities statutes and regulations

MI-Michigan Uniform Securities Act [34880] ?

Text of the act

MN-Minnesota Securities Laws [34911] ?

Text of the state's securities statutes

MN-Minnesota Securities Regulations [34912] ?

Text of the state's securities regulations

MO-Missouri Securities Laws and Regulations [34907] ?

Text of the state's securities statutes and regulations

MS-Mississippi Securities Act Rules [34881] ?

Text of the rules

MT-Montana Securities Regulations [34882] ?

Text of the rules

NC-North Carolina Securities Laws & Regulations [34888] ?

Text of the state's securities statutes and regulations

ND-North Dakota Securities Laws & Regulations [34889] ?

Text of the state's securities statutes and regulations

NE-Nebraska Securities Regulations [34883] ?

Text of the rules

NE-Nevada Securities Laws & Regulations [34884] ?

Text of the state's securities statutes and regulations

NH-New Hampshire Securities Laws [34885] ?

Text of the state's securities statutes

NJ-New Jersey Securities Laws & Regulations [34886] ?

Text of the state's securities statutes and regulations

NM-New Mexico Securities Regulations [34887] ?

Text of the state's securities regulations

NY-New York Securities Investment Advisor Regulations [34915] ?

Text of the state's securities regulations for investor advisors

OH-Ohio Division of Securities [34908] ?

Responsible for the state's securities statutes and regulations

OK-Oklahoma Securities Laws and Regulations [34909] ?

Text of the state's securities statutes and regulations

OR-Oregon Securities Laws & Regulations [34890] ?

Text of the state's securities statutes and regulations

PA-Pennsylvania Securities Regulations [34891] ?

Text of the state's securities regulations

Private Securities Litigation Reform Act of 1995 [14953] ?

Includes the full-text and legislative history of the act

RI-Rhode Island Securities Regulations [pdf] [34892] ?

Text of the state's securities regulations

Sarbanes-Oxley Act of 2002 [22578] ?

Text of the act

Sarbanes-Oxley Information Center [22581] ?

Advice on strategies for meeting the requirements of Sarbanes-Oxley

SC-Sourth Carolina Uniforma Securities Act [34893] ?

Text of the act

SD-Sourth Dakota Securities Laws & Regulations [34894] ?

Text of the state's securities statutes and regulations

SEC Laws [21782] ?

Full text of the laws that govern the securities industry

SEC Regulatory Actions [14951] ?

Text of proposed and final SEC rules

SEC Rules of Practice [21781] ?

Full text of the general rules

SEC Securities Laws, Rules, Regulations and Information [4052] ?

Statutes, rules and forms

The Securities Lawyer Deskbook [14952] ?

Contains the full text of the basic federal securities laws and regulations & SEC forms

TN-Tennessee Securities Laws & Regulations [34895] ?

Text of the state's securities statutes and regulations

TX-Texas Securities Regulations [34896] ?

Text of the state's securities regulations

USC Title 15 Commerce and Trade [14957] ?

Full text of United States Code 15 Commerce and Trade

UT-Utah Securities Laws and Regulations [34910] ?

Text of the state's securities statutes and regulations

VA-Virginia Securities Laws & Regulations [34898] ?

Text of the state's securities statutes and regulations

VT-Vermont Securities Regulations [34897] ?

Text of the state's securities regulations

WA-Washington Securities Laws & Regulations [34899] ?

Text of the state's securities statutes and regulations

WI-Wisconsin Securities Laws & Regulations [34900] ?

Text of the state's securities statutes and regulations

WY-Wyoming Securities Regulations [34913] ?

Text of the state's securities rules


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