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GCat: US Laws & Regs
MCat: Regulations
Cat: Securities

Links to the full text of US federal securities laws, regulations, rules, etc. Information on securities law including federal law, commentary and state law.

62 Resources
AK-Alaska Securities Laws & Regulations [34901] ?

Text of the state's securities statutes and regulations

AL-Alabama Securities Regulations [34866] ?

Text of the state's securities rules

AR-Arkansas Securities Laws & Rules [34868] ?

Text of the state's securities statutes and regulations

AZ-Arizona Securities Laws & Rules [34867] ?

Text of the state's securities statutes and regulations

CA-California Securities Law of 1968 [34902] ?

Text of the law

CO-Colorado Securities Rules [34869] ?

Text of the state's securities regulations

CT-Connecticut Securities Laws & Regulations [34903] ?

Text of the state's securities statutes and regulations

DE-Delaware Securities Unit Regulations [34904] ?

Rules and Regulations Pursuant to the Delaware Securities Act

Dodd - Frank Act Cheat Sheet [pdf] [40905] ?

The major elements of securitization reform

Dodd - Frank Defanged [40906] ?

How Wall Street Defanged Dodd-Frank

Dodd - Frank Wall Street Reform and Consumer Protection Act [40907] ?

An overview of the major provisions of the act

FL-Florida Securities Laws [34870] ?

Text of the state's securities statutes

GA-Georgia Securities Laws & Rules [34871] ?

Text of the state's securities statutes and regulations

HI-Hawaii Securities Rules [34872] ?

Text of the state's securities regulations

IA-Iowa Securities Rules [34874] ?

Text of the state's securities regulations

ID-Idaho Securities Laws [34905] ?

Text of the state's securities statutes

IL-Illinois Securities Laws and Regulations [34906] ?

Text of the state's securities statutes and regulations

IN-Indiana Securities Laws & Rules [34873] ?

Text of the state's securities statutes and regulations

KS-Kansas Securities Laws and Rules [34875] ?

Text of the state's securities statutes and regulations

KY-Kentucky Securities Laws and Rules [34876] ?

Text of the state's securities statutes and regulations

LA-Louisiana Securities Statutes & Regulations [34914] ?

Text of the state's securities statutes and regulations

MA-Massachusetts Uniform Securities Act [34879] ?

Text of the act

MD-Maryland Securities Rules [34878] ?

Text of the state's securities regulations

ME-Maine Securities Laws and Rules [34877] ?

Text of the state's securities statutes and regulations

MI-Michigan Uniform Securities Act [34880] ?

Text of the act

MN-Minnesota Securities Laws [34911] ?

Text of the state's securities statutes

MN-Minnesota Securities Regulations [34912] ?

Text of the state's securities regulations

MO-Missouri Securities Laws and Regulations [34907] ?

Text of the state's securities statutes and regulations

MS-Mississippi Securities Act Rules [34881] ?

Text of the rules

MT-Montana Securities Regulations [34882] ?

Text of the rules

NC-North Carolina Securities Laws & Regulations [34888] ?

Text of the state's securities statutes and regulations

ND-North Dakota Securities Laws & Regulations [34889] ?

Text of the state's securities statutes and regulations

NE-Nebraska Securities Regulations [34883] ?

Text of the rules

NE-Nevada Securities Laws & Regulations [34884] ?

Text of the state's securities statutes and regulations

NH-New Hampshire Securities Laws [34885] ?

Text of the state's securities statutes

NJ-New Jersey Securities Laws & Regulations [34886] ?

Text of the state's securities statutes and regulations

NM-New Mexico Securities Regulations [34887] ?

Text of the state's securities regulations

NY-New York Securities Investment Advisor Regulations [pdf] [34915] ?

Text of the state's securities regulations for investor advisors

OH-Ohio Division of Securities [34908] ?

Responsible for the state's securities statutes and regulations

OK-Oklahoma Securities Laws and Regulations [34909] ?

Text of the state's securities statutes and regulations

OR-Oregon Securities Laws & Regulations [34890] ?

Text of the state's securities statutes and regulations

PA-Pennsylvania Securities Regulations [34891] ?

Text of the state's securities regulations

Private Securities Litigation Reform Act of 1995 [14953] ?

Includes the full-text and legislative history of the act

RI-Rhode Island Securities Regulations [pdf] [34892] ?

Text of the state's securities regulations

Sarbanes-Oxley Information Center [22581] ?

Advice on meeting the requirements of Sarbanes-Oxley

SD-Sourth Dakota Securities Laws & Regulations [34894] ?

Text of the state's securities statutes and regulations

SEC Adopts Rules on Provisions of Sarbanes-Oxley Act [22579] ?

Jan, 2003 amendments concerning provisions of the Sarbanes-Oxley Act of 2002

SEC Laws [21782] ?

Full text of the laws that govern the securities industry

SEC Regulatory Actions [14951] ?

Text of proposed and final SEC rules

SEC Rules of Practice [21781] ?

Full text of the general rules

The Securities Lawyer Deskbook [14952] ?

Contains the full text of the basic federal securities laws and regulations & SEC forms

TN-Tennessee Securities Laws & Regulations [34895] ?

Text of the state's securities statutes and regulations

TX-Texas Securities Regulations [34896] ?

Text of the state's securities regulations

USC Title 15 Commerce and Trade [14957] ?

Full text of United States Code 15 Commerce and Trade

UT-Utah Securities Laws and Regulations [34910] ?

Text of the state's securities statutes and regulations

VA-Virginia Securities Laws & Regulations [34898] ?

Text of the state's securities statutes and regulations

VT-Vermont Securities Regulations [34897] ?

Text of the state's securities regulations

WA-Washington Securities Laws & Regulations [34899] ?

Text of the state's securities statutes and regulations

WI-Wisconsin Securities Laws & Regulations [34900] ?

Text of the state's securities statutes and regulations

WY-Wyoming Securities Regulations [34913] ?

Text of the state's securities rules


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