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GCat: Basic Business
MCat: General Business
Cat: Internal Audit

Self-assessment questionnaire. Full text of an internal audit guide used by a major university. Information on risk assessment and internal control design. Issues and answers to risk control. Outsourcing, chief auditing executive checklist, whistleblowing, etc.

11 Resources
Audit Committee Checklist [6137] ?

Questions to Ask and Items to Review

Auditors and Risk Management [23862] ?

What auditors believe, how they work, where their weaknesses are, and what they contribute

Control Self-Assessment Questionnaire [26546] ?

Example of a process used by a major university

Guide to Internal Controls - GAO [pdf] [2841] ?

An internal control management and evaluation tool

IFRS Primer for Audit Committees [pdf] [11878] ?

It is reasonable to believe the SEC may require adoption of IFRS

Internal Controls Checklist [6134] ?

AICPA checklist for internal controls

Internal Controls: Audit Committees Effectiveness [24216] ?

Guidance and tools to make audit committee best practices actionable

Managment Override of Internal Controls [pdf] [11881] ?

Addressing the risk of fraud through management override of internal control over financial reporting

Nonprofit Audit Committee - External Audit [pdf] [27403] ?

Advice to assist not for profit audit committees in obtaining an external audit

SOX CSA Assessment Questions, Risks, Policies and Procedures [pdf] [6135] ?

CSA is a generic term that covers risk self--assessment (RSA), control and risk self-assessment (CRSA)

The Institute of Internal Auditors [6132] ?

Professional association of internal auditors - certification body


Related Categories & Information

- rmLibrary : Related Categories (3)

Claims Management / Insurance Fraud
Insurance fraud, lawyer fraud, red flags, etc.

Financial Risk / Audit Guides
Full text of bank examiner and financial audit guides

Security / Employee Theft
Employee dishonesty insurance and risk management


- Cross References to other LAD Libraries (1)


- Cross References to LAD Directories (3)


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