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GCat: Basic Business
MCat: General Business
Cat: Corporate Governance

Full text of the OECD principles of corporate governance. Current corporate governance codes and standards from various countries.

25 Resources
Basics: SOX Sarbanes–Oxley Act [36381] ?

Provides a detailed overview

Controls Design for Efficient Compliance with Sarbanes-Oxley [28691] ?

Well-designed internal controls can lighten the regulatory burden, reduce errors and fraud

Corporate Governance - Definition [36324] ?

The set of processes, customs, policies, laws and institutions affecting the way a corporation (or company) is directed

COSO's Guidance for Smaller Organizations [30150] ?

Article argues that the guidance is vague

European Corporate Governance Institute [16089] ?

Collection of full text corporate governance codes, principles of corporate governance & reforms

How To Cut Sarbanes-Oxley Compliance Costs [27015] ?

Some potentially high impact changes that may well be applicable in your company

Internal Control and Risk Management [28692] ?

How things in the world of internal control and corporate risk management might develop over the next several years

Updated Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated [pdf] [36377] ?

Text of the final rule - SEC Final Rule Permanently Exempts Non-accelerated Filers from Sarbanes-Oxley 404(b)

OECD Principles of Corporate Governance [12198] ?

Full text of the OECD principles of corporate governance

Public Company Accounting Oversight Board - Standards [36320] ?

PCAOB standards and related rules

Public Company Accounting Oversight Board - Standards Guidance [36321] ?

Staff guidance sets forth the staff's views on issues related to the implementation of the standards of the Board

Sarbanes 302/404 Readiness Checklist [pdf] [36380] ?

Assist with compliance to internal control requirements of Sections 302 and 404 of Sarbanes-Oxley

Sarbanes-Oxley - Auditing and Audit Committee Guidance [36378] ?

A series of articles related to CPA audits

Sarbanes-Oxley - CFO Checklist [36383] ?

Here is a checklist for what every CFO and General Counsel needs to do

Sarbanes-Oxley - Complaint FAQs [36385] ?

Answers to common questions on how to handle complaints

Sarbanes-Oxley - SEC Rulemaking and Reports [36319] ?

Securities and Exchange Commission resources

Sarbanes-Oxley - Whistleblowers [36382] ?

Articles related to whistleblower protections, disclosure controls and fraud prevention

Sarbanes-Oxley Act - Basics [36317] ?

A summary of the key provisions

Sarbanes-Oxley Act - Compliance [36318] ?

Covers the key Sarbanes-Oxley sections

Sarbanes-Oxley Act - Key Concepts [36316] ?

Standards for all U.S. public company boards, management and public accounting firms - not private firms

Sarbanes-Oxley Act of 2002 [36322] ?

The text of all eleven titles of the law

Sarbanes-Oxley for Entrepreneurs [36379] ?

Although not applicable to private firms, important to know how public firms must disclose financial information

SOX Checklist / Compliance Test [36384] ?

A quick 15 question checklist

The Case Against Sarbanes-Oxley [36323] ?

Evidence shows that the law's costs outweigh its benefits

The Sarbanes-Oxley Act 2002 [25082] ?

Text of the act


Related Categories & Information

- rmLibrary : Related Categories (3)

General Business / Issues
Information on current business management issues, economics, public policies

Legal / Business Law
Case developments, articles, resources related to corporate law

Risk Mgt / D-O Insurance
Directors & Officers coverage and loss prevention


- Cross References to other LAD Libraries (1)


- Cross References to LAD Directories (3)


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